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        1300 W. Washington Street

        Phoenix, AZ 85007-2996

         

         

        Main: (602) 542-4242

        Email: SecuritiesDiv@azcc.gov

        Frequently Asked Questions (FAQs)


        What happens if I offer or sell an unregistered security?


        How do I know if what I am buying or selling is a security?


        When can I offer a security without registering the transaction with the Securities Division?


        What is a covered security?


        What is a private placement?


        How do I find an attorney to answer my questions about securities?


        Where can I get assistance with dealing with a corporation in which I own stock?


        How do I find out if old stock certificates are worth anything?


        Does the Securities Division require investment advisers to file Form CRS?


        How can I find out about a case?


        Helpful Links:

        This site is provided as a public service for general informational purposes only, and it does not attempt to address any specific business transactions or legal disputes. This service is not intended to be legal advice, and should not be construed as a replacement for competent legal counsel. Although every effort has been made to present the most accurate and current information possible, we cannot and do not warrant that the information on this site is absolutely current and accurate. Inadvertent mistakes can occur, and laws often change.


        The information provided on this web site is not comprehensive, is not offered as legal advice, and is not a substitute for competent legal counsel. The Securities Division provides this information to give you an overview of the topics discussed. You should not rely on the accuracy of this information, but should carefully review all applicable statutes and regulations with the assistance of legal counsel.

         

        Stay Connected


        Check here to sign up for Consumer Alerts from the Corporation Division. To receive alerts for your business register at eCorp.azcc.gov.Please call 602-542-3026 with questions for the Corporations Division.

        Check here to sign up for Notices and Agendas for Commission Meetings, Hearings and Appearances.Please call 602-542-3931 with any questions.

        Check here to receive the latest Commission News Releases and information. Please call 602-542-0728 with any questions.

        Arizona Corporation Commission

        1200 W. Washington Street

        Phoenix, AZ 85007

         

        Corporations Division

        1300 W. Washington Street

        Phoenix, AZ 85007

         

        Tucson Office (Walk-ins only)

        400 W. Congress Street

        Tucson, AZ 85701

         

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