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        1300 W. Washington Street

        Phoenix, AZ 85007-2996

         

         

        Main: (602) 542-4242

        Email: SecuritiesDiv@azcc.gov

        Licensing and Registration Fees

        ARS 44-1861 - Dealer Registration and Renewal Fees - $300

        ARS 44-1861 - Salesman Registration and Renewal Fees - $45

        ARS 44-1861 - Issuer Dealer Registration and Renewal Fees - $100

        ARS 44-1861 - Name Change Fees - $100

        ARS 44-1861 - Registration By Description - $200- $2,000

        ARS 44-1861 - ULOR/SCOR - $250

        ARS 44-1892 - Registration By Qualification - $200 - $2,000

        ARS 44-3152 - Private Fund Adviser Exemption - $125

        ARS 44-3181 - Investor Adviser License and Renewal Fees - $250

        ARS 44-3181 - Investor Adviser Representative License and Renewal Fees - $40

        ARS 44-3324 - Mutual Funds - $200 or $3,500

        R14-4-126 - Regulation D - $250 Initial Filing Fee, $100 Final Filing Fee

        R14-4-140 - Filing Fee - $100

        CER Filings - Same as Registration By Qualification

        Regulation A Offerings - Same as Registration By Qualification

        Stay Connected


        Check here to sign up for Consumer Alerts from the Corporation Division. To receive alerts for your business register at eCorp.azcc.gov.Please call 602-542-3026 with questions for the Corporations Division.

        Check here to sign up for Notices and Agendas for Commission Meetings, Hearings and Appearances.Please call 602-542-3931 with any questions.

        Check here to receive the latest Commission News Releases and information. Please call 602-542-0728 with any questions.

        Arizona Corporation Commission

        1200 W. Washington Street

        Phoenix, AZ 85007

         

        Corporations Division

        1300 W. Washington Street

        Phoenix, AZ 85007

         

        Tucson Office (Walk-ins only)

        400 W. Congress Street

        Tucson, AZ 85701

         

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